Senior Wealth Advisor Kevin Sercia’s move highlights Lighthouse’s approach to helping advisors put clients first with established infrastructure and added flexibility.
STUART, Fla.–(BUSINESS WIRE)–#FinancialPlanning—Lighthouse Private Wealth today announced the completion of Senior Wealth Advisor Kevin Sercia’s transition to the firm’s supported independent advisor model. The announcement reflects Lighthouse’s approach to helping experienced advisors operate with added flexibility while relying on an established brand, operational infrastructure, technology resources, compliance support, and hands-on transition guidance.
Sercia’s practice is fully operational at Lighthouse Private Wealth, where he continues serving clients through a personalized advisory experience focused on disciplined portfolio construction, customized financial planning, and ongoing client education.
“After years in a high-volume institutional environment, the goal for this next chapter at Lighthouse Private Wealth is clarity and focus,” said Sercia. “Independence has allowed me to move beyond the constraints of corporate product offerings so I can recommend strategies aligned with each client’s goals and circumstances. My approach to client relationships hasn’t changed, but the flexibility in how I serve them has expanded.”
As part of his transition, Sercia is advancing a client-first advisory framework focused on aligning investment strategies with each client’s objectives, risk tolerance, time horizon, and broader financial picture. In certain cases, his portfolio construction process may include more focused portfolios that allow for deeper analysis and ongoing monitoring of individual holdings.
Beyond portfolio construction, Sercia emphasizes client education and clarity. “I now have the time to better understand my clients’ lives and help teach them the strategies we are employing and how those strategies may help them pursue their financial goals,” Sercia said.
Sercia’s framework also incorporates thoughtful capital deployment. While dollar-cost averaging remains a widely used strategy, Sercia evaluates funding approaches based on individual client circumstances, market conditions, and long-term objectives. His planning process may also include tax-aware considerations, such as asset location, when suitable.
“Lighthouse was built for advisors who want independence without having to build every part of the business alone,” said Robert Tendler, CFP®, CLU®, Managing Partner at Lighthouse Private Wealth. “Kevin’s transition reflects the kind of advisor we are built to support: experienced, client-focused, and committed to serving clients through a thoughtful, relationship-driven planning process.”
About Lighthouse Private Wealth
Lighthouse Private Wealth is an independent wealth management firm focused on personalized planning, investment guidance, operational support, and long-term advisory relationships.
At Lighthouse, advisors have access to support across transition planning, technology implementation, compliance onboarding, client communication, marketing coordination, practice management, and administrative operations. The firm’s model is designed to help advisors focus more fully on client relationships and long-term planning while addressing many of the operational considerations that can come with a move to independence.
About Kevin Sercia
Kevin Sercia is a Senior Wealth Advisor at Lighthouse Private Wealth. With a focus on disciplined portfolio construction, strategic wealth planning, and client education, Sercia helps clients navigate complex markets with a long-term planning mindset. For more information, visit http://kevinsercia.com.
Disclosure
This material is for informational purposes only and should not be construed as investment, tax, or legal advice. Investment strategies discussed may not be suitable for all investors. All investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. Any opinions expressed are those of Kevin Sercia and are subject to change.
Securities and advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC. FINRA.org and SIPC.org.
Contacts
Lighthouse Private Wealth
Nathalia Lopez, Client Associate
561-491-7309
